Financial Institutions

Meeting Regulatory Challenges

Financial Institutions have to cope with unprecedented regulatory demands. We provide experience and expertise in translating complex regulatory demands into the design and implementation of sustainable and efficient process solutions.

Recent Project

For a major banking institution, we analysed MIFID I and II developments aimed at protecting retail clients with a focus on the suitability assessment for hedging products. We delivered the Knowledge and Experience questionnaire and contributed significantly to the IT process specifications for the efficient and effective implementation of the Suitability test.

Meeting Regulatory Challenges - O2 Finance